Getting a Ticker Symbol

Getting a Ticker Symbol

Getting a Ticker Symbol on the OTCBB, NASDAQ, AMEX or NYSE requires three things:

  • You have to have free trading stock.
  • You have to become an SEC reporting company, meaning a company that is required to file reports under the 1934 “Filing Reports” Act, as described under the Button “SEC Reporting and Compliance.”
  • You have to have the Financial Institution Regulatory Authority, called FINRA, issue you a Ticker Symbol. The SEC does not issue ticker symbols.


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